Brian Hahn
Broker Info
Contact data available online
190 South LaSalle Street, Chicago, IL 60603
+1 (312) 325-2223
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About Brian Hahn
Brian Hahn serves as a Managing Director and Senior Wealth Advisor at Neuberger Berman in Chicago, Illinois, overseeing a substantial portfolio with a reported $2.2 billion in assets across 130 client households. Despite his extensive 38-year career in the financial industry, including 29 years at Neuberger Berman, there is a notable absence of publicly available information detailing his specific investment strategies or innovative contributions that distinguish him from his peers.
Hahn’s professional journey includes roles such as Vice President and Wealth Advisor at American National Bank, Director of North American Sales at International Company Services Limited Group, and Director of Business Development at Gibraltar International Financial Center. While these positions suggest a breadth of experience, there is limited evidence of groundbreaking approaches or leadership that have significantly influenced the wealth management sector.
His educational background comprises a Bachelor of Arts in Journalism from Kansas State University and a Master’s Diploma in Business Administration from The University of Edinburgh. Notably, his academic credentials do not include degrees directly related to finance or economics, which may raise questions about the depth of his formal training in financial management.
Although Hahn has received recognition in industry rankings, such as being listed in Forbes’ America’s Top Wealth Advisors and Best-In-State Wealth Advisors in 2024, these accolades often rely on quantitative metrics and may not fully capture qualitative aspects of client satisfaction or the effectiveness of his financial strategies.
- This summary is automatically created and published by data analyzed and provided by DeepSeek, Grok and Google.
Red Flags & Disclosures on Brian Hahn
Claimants, clients of Neuberger Berman LLC, alleged that in 2008 they were misled into investing in various products, including structured notes issued by Lehman Brothers, Lehman Brothers Private Equity Funds, and LibertyView Private Funds. Following the Lehman Brothers bankruptcy in September 2008, the value of these investments was significantly impacted. Claimants initiated a FINRA arbitration against Neuberger Berman, its registered representatives, and senior management, including Brian Hahn, alleging RICO violations, breach of fiduciary duty, and violations of state and federal laws.
Claimants sought damages of $7,560,973. Following arbitration, $5,067,800 in damages was awarded. Neuberger Berman denied the allegations and maintained it had a meritorious defense. This significant settlement highlights the critical need for thorough risk disclosures and fiduciary adherence when dealing with high-risk investment products.
Claimants, clients of Neuberger Berman LLC, alleged that between March 2006 and April 2008, they were misled into investing in structured notes issued by Lehman Brothers and LibertyView Private Funds, for which Lehman Brothers International (Europe) acted as the prime broker. Following the bankruptcy of Lehman Brothers and the administration of LBIE, the claimants initiated a FINRA arbitration against Neuberger Berman and Brian Hahn, their registered representative, alleging breach of fiduciary duty, fraud, and violations of state and federal securities laws.
Claimants sought damages of $6,899,290. The matter was partially settled, with Neuberger Berman agreeing to pay $720,271. Brian Hahn did not contribute to the settlement. The case was dismissed on May 10, 2010, without prejudice, allowing non-settling claimants to pursue separate arbitration, which concluded on July 15, 2011. This settlement underscores the importance of due diligence and transparency in high-risk investments.
How to report Brian Hahn to FINRA
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FINRA has stated it aims to balance investor protection with fairness to brokers, limiting disclosures to what it deems "relevant" and "appropriate." This approach avoids overwhelming users but sacrifices the depth investors need for informed decisions.
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Make your grievance public and be heard
by: Freya Nightshade
Don’t fall for his charm. He has no interest in helping—just conning.
by: Perseus Brightblade
Once your money is with him, he stops responding and blames “market issues” for all your losses. Classic scam.
by: Athena Silvermoon
Brian Hahn presents himself as this respectable advisor, but it’s all an act. He’s in it for himself.
by: Sorin Ionescu
For someone overseeing $2.2 billion, it’s concerning how little we know about his actual strategies or performance.
by: Luca Grimaldi
He has a journalism degree, not one in finance. That might explain the lack of insight into his investment philosophy.
by: Hina Baloch
Hahn manages billions, but there’s surprisingly little public detail on how he does it—or what makes him different.